SFC Licences of CHEUNG Ngar Lok, Alan 張雅樂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
RO 9 17 February 2023
RO 4 17 February 2023
Fortune Hill Asset Management Limited 富春山資產管理有限公司 RO 9 10 May 2021 10 July 2022
Fortune Hill Asset Management Limited 富春山資產管理有限公司 RO 4 10 May 2021 10 July 2022
Koala Capital Management Limited 樹熊資本管理有限公司 RO 9 24 June 2020 30 April 2021
Koala Securities Limited 樹熊證券有限公司 RO 4 24 June 2020 30 April 2021
Koala Securities Limited 樹熊證券有限公司 RO 1 24 June 2020 30 April 2021
Koala Capital Management Limited 樹熊資本管理有限公司 RE 9 12 May 2020 24 June 2020
Koala Securities Limited 樹熊證券有限公司 RE 4 12 May 2020 24 June 2020
Koala Securities Limited 樹熊證券有限公司 RE 1 12 May 2020 24 June 2020
Planetree Asset Management Limited 梧桐資產管理有限公司 RO 9 17 April 2018 11 May 2020
Planetree Futures Limited 梧桐期貨有限公司 RO 2 07 December 2015 11 May 2020
Planetree Securities Limited 梧桐證券有限公司 RO 1 07 December 2015 11 May 2020
Planetree Asset Management Limited 梧桐資產管理有限公司 RE 9 29 October 2015 17 April 2018
Planetree Futures Limited 梧桐期貨有限公司 RE 2 29 October 2015 07 December 2015
Planetree Securities Limited 梧桐證券有限公司 RE 1 29 October 2015 07 December 2015
Horizon Commodities and Futures Company Limited 利宏商品及期貨有限公司 RO 2 04 February 2015 08 October 2015
Planetree Asset Management Limited 梧桐資產管理有限公司 RE 9 19 December 2012 31 January 2015
Planetree Futures Limited 梧桐期貨有限公司 RO 2 12 May 2004 31 January 2015
Planetree Securities Limited 梧桐證券有限公司 RE 1 01 April 2003 31 January 2015
Planetree Futures Limited 梧桐期貨有限公司 RE 2 01 April 2003 12 May 2004
Planetree Securities Limited 梧桐證券有限公司 RE 4 01 April 2003 13 October 2003
Planetree Securities Limited 梧桐證券有限公司 RE 6 01 April 2003 13 October 2003
Planetree Securities Limited 梧桐證券有限公司 RE 9 01 April 2003 13 October 2003
Planetree Futures Limited 梧桐期貨有限公司 RE 5 01 April 2003 13 October 2003
Planetree Futures Limited 梧桐期貨有限公司 RE 9 01 April 2003 13 October 2003