SFC Licences of CHING Kerry Kim Wai 程劍慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RO	9	31 August 2021	31 October 2023
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RO	4	31 August 2021	31 October 2023
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RO	1	31 August 2021	31 October 2023
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	9	09 June 2021	31 August 2021
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	4	09 June 2021	31 August 2021
Amundi Hong Kong Limited 東方匯理資產管理香港有限公司	RE	1	09 June 2021	31 August 2021
DigitalBridge Management Asia Limited	RO	9	08 October 2012	31 July 2019
DigitalBridge Management Asia Limited	RO	4	08 October 2012	31 July 2019
DigitalBridge Management Asia Limited	RO	1	08 October 2012	31 July 2019
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RO	9	09 February 2009	15 June 2012
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RO	4	09 February 2009	15 June 2012
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RO	1	09 February 2009	15 June 2012
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	9	16 December 2008	09 February 2009
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	4	16 December 2008	09 February 2009
FIL Investment Management (Hong Kong) Limited 富達基金(香港)有限公司	RE	1	16 December 2008	09 February 2009
Wells Fargo Securities Asia Limited	RE	9	23 October 2008	01 December 2008
Wells Fargo Securities Asia Limited	RE	4	23 October 2008	01 December 2008
Wells Fargo Securities Asia Limited	RE	1	23 October 2008	01 December 2008
UBS Asset Management (Hong Kong) Limited	RE	9	15 September 2006	12 April 2008
UBS Asset Management (Hong Kong) Limited	RE	4	15 September 2006	12 April 2008
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RO	9	04 February 2005	01 September 2006
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RO	5	04 February 2005	01 September 2006
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RO	1	04 February 2005	01 September 2006
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司	RO	1	04 February 2005	01 September 2006
Invesco Hong Kong Limited (trading as Invesco Asia Pacific) 景順投資管理有限公司(以景順投資管理名義經營業務)	RO	4	01 April 2003	01 September 2006
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司	RO	4	01 April 2003	04 February 2005
Invesco Asset Management Asia Limited 景順投資管理亞洲有限公司	RE	1	01 April 2003	04 February 2005