SFC Licences of KO Shan Yin 高山燕
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 2 | 14 June 2011 | 20 May 2016 |
| SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 14 June 2011 | 20 May 2016 |
| SG Asset Finance (Hong Kong) Limited | RE | 2 | 19 May 2009 | 31 May 2011 |
| SG Asset Finance (Hong Kong) Limited | RE | 1 | 19 May 2009 | 31 May 2011 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 25 November 2003 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 01 April 2003 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 01 April 2003 | 31 July 2009 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 9 | 01 April 2003 | 20 November 2003 |
| Newedge Broker Limited 新際經紀有限公司 | RE | 5 | 01 April 2003 | 20 November 2003 |