SFC Licences of WONG Lap Kuen, Alan 黃立權
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Merrill Lynch Far East Limited | RE | 6 | 21 March 2006 | 19 April 2007 |
Merrill Lynch Far East Limited | RE | 4 | 21 March 2006 | 19 April 2007 |
Merrill Lynch Far East Limited | RE | 1 | 21 March 2006 | 19 April 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 21 March 2006 | 19 April 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 21 March 2006 | 19 April 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 21 March 2006 | 19 April 2007 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 17 October 2003 | 08 February 2006 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 14 October 2003 | 08 February 2006 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 14 October 2003 | 08 February 2006 |