SFC Licences of KIM John Sungtak
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Newtonian Capital Management Limited | RO | 9 | 20 September 2007 | 28 November 2018 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 01 April 2003 | 27 February 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 April 2003 | 27 February 2007 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 9 | 01 April 2003 | 29 October 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 01 April 2003 | 29 October 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 01 April 2003 | 29 October 2003 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 7 | 01 April 2003 | 29 October 2003 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 5 | 01 April 2003 | 13 October 2003 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 9 | 01 April 2003 | 13 October 2003 |