SFC Licences of LI Pak Lin, Sandy 李白蓮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 4 | 17 April 2015 | 10 February 2023 |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 1 | 17 April 2015 | 10 February 2023 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 4 | 11 June 2014 | 17 April 2015 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 11 June 2014 | 17 April 2015 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 | RE | 1 | 06 July 2012 | 28 April 2014 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 4 | 23 October 2006 | 07 August 2009 |
| Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 23 October 2006 | 07 August 2009 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 01 April 2003 | 10 July 2006 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2003 | 10 July 2006 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |