SFC Licences of STRACHAN David Lyall
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | 08 September 2018 |
| UBS Securities Asia Limited | RE | 2 | 15 October 2013 | 08 September 2018 |
| UBS Securities Asia Limited | RE | 1 | 15 October 2013 | 08 September 2018 |
| UBS Derivatives Hong Kong Limited | RE | 2 | 15 October 2013 | 18 December 2016 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 4 | 15 December 2004 | 21 June 2005 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 1 | 15 December 2004 | 21 June 2005 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 5 | 16 April 2004 | 29 January 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RO | 2 | 16 April 2004 | 29 January 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 06 December 2003 | 16 April 2004 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 06 December 2003 | 16 April 2004 |
| J.P. Morgan Futures Hong Kong Limited | RE | 5 | 01 April 2003 | 06 December 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 2 | 01 April 2003 | 06 December 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 7 | 01 April 2003 | 04 December 2003 |
| J.P. Morgan Futures Hong Kong Limited | RE | 9 | 01 April 2003 | 04 December 2003 |