SFC Licences of TSE Kit Ting, Monique 謝潔婷

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	9	22 August 2019	29 January 2020
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	4	22 August 2019	29 January 2020
Hang Seng Investment Management Limited 恒生投資管理有限公司	RE	1	22 August 2019	29 January 2020
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RE	4	18 July 2014	03 November 2016
Eastspring Investments (Hong Kong) Limited (trading as Eastspring Investments) 瀚亞投資(香港)有限公司 (以(瀚亞投資)名義經營業務)	RE	1	18 July 2014	03 November 2016
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	9	28 December 2006	01 September 2008
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	4	28 December 2006	01 September 2008
Legg Mason International Equities (Hong Kong) Limited (trading as Esemplia; Esemplia Emerging Markets) 美盛國際股票(香港)有限公司 (以匯琛; 匯琛新興巿場資產管理名義經營業務)	RE	1	28 December 2006	01 September 2008
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	9	21 November 2006	02 July 2013
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	4	21 November 2006	02 July 2013
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司	RE	1	07 November 2006	02 July 2013
Franklin Templeton Investments (Asia) Limited	RE	1	16 August 2004	22 September 2006
JPMorgan Asset Management (Asia Pacific) Limited	RE	9	23 September 2003	26 July 2004
JPMorgan Asset Management (Asia Pacific) Limited	RE	4	23 September 2003	26 July 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	1	01 April 2003	26 July 2004
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	9	01 April 2003	23 September 2003
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	4	01 April 2003	23 September 2003
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RE	6	01 April 2003	22 September 2003