SFC Licences of LUI Po Shum 呂寶森

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CITIC Securities Brokerage (HK) Limited 中信証券經紀(香港)有限公司 RE 1 20 October 2003 14 September 2022
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 01 October 2003
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 01 October 2003
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 01 October 2003
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 01 October 2003
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 01 October 2003