SFC Licences of IP Woon Lai 葉煥禮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Asia Pacific Capital (HK) Limited | RO | 9 | 19 November 2021 | |
Asia Pacific Capital (HK) Limited | RO | 4 | 19 November 2021 | |
Austen Capital Management Limited 鼎豐資產管理有限公司 | RO | 9 | 30 November 2020 | 01 October 2021 |
Austen Capital Management Limited 鼎豐資產管理有限公司 | RO | 4 | 30 November 2020 | 01 October 2021 |
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RO | 9 | 07 November 2017 | 23 May 2018 |
CMS Capital (HK) Co., Limited 招商資本(香港)有限公司 | RO | 4 | 07 November 2017 | 23 May 2018 |
CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 | RO | 9 | 29 September 2016 | 17 May 2017 |
CMB Wing Lung Asset Management Limited 招商永隆資產管理有限公司 | RE | 9 | 22 July 2016 | 29 September 2016 |
Pine Star Asset Management Limited 高陞資產管理有限公司 | RO | 9 | 21 January 2015 | 29 January 2016 |
Pine Star Asset Management Limited 高陞資產管理有限公司 | RO | 4 | 21 January 2015 | 29 January 2016 |
China Everbright Capital Limited 中國光大融資有限公司 | RE | 6 | 20 May 2004 | 24 May 2005 |
Anglo Chinese Corporate Finance, Limited 英高財務顧問有限公司 | RE | 6 | 26 March 2004 | 11 May 2004 |