SFC Licences of TAM Chi Kwong, William 譚志光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Lucion International Asset Management Limited 魯信國際資產管理有限公司 RE 9 20 March 2023 31 July 2023
Lucion International Asset Management Limited 魯信國際資產管理有限公司 RE 4 20 March 2023 31 July 2023
Central China International Futures Company Limited 中州國際期貨有限公司 RE 2 15 November 2017 31 August 2021
Central China International Securities Co., Limited 中州國際證券有限公司 RO 4 14 July 2016 31 August 2021
Central China International Securities Co., Limited 中州國際證券有限公司 RO 1 26 November 2015 31 August 2021
Central China International Securities Co., Limited 中州國際證券有限公司 RE 1 23 October 2015 26 November 2015
Prime Courage Securities Company Limited 安裕證券投資有限公司 RO 1 16 November 2011 14 September 2015
Prime Courage Securities Company Limited 安裕證券投資有限公司 RE 1 07 November 2011 16 November 2011
North Beta International Securities Limited 北拓國際證券有限公司 RO 1 31 December 2010 31 October 2011
North Beta International Securities Limited 北拓國際證券有限公司 RE 1 22 November 2010 31 December 2010
Rifa Futures Limited 日發期貨有限公司 RE 2 04 June 2009 17 July 2010
Rifa Securities Limited 日發證券有限公司 RO 1 14 May 2009 17 July 2010
Rifa Securities Limited 日發證券有限公司 RE 1 26 June 2008 14 May 2009
Tang Ping Kong Limited 太平行證券有限公司 RE 1 11 March 2008 01 June 2008
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE 1 10 July 2007 08 September 2007
Tang Ping Kong Limited 太平行證券有限公司 RE 1 01 April 2003 30 June 2007
Tang Ping Kong Limited 太平行證券有限公司 RE 4 01 April 2003 02 February 2004
Tang Ping Kong Limited 太平行證券有限公司 RE 6 01 April 2003 02 February 2004
Tang Ping Kong Limited 太平行證券有限公司 RE 9 01 April 2003 02 February 2004