SFC Licences of NG Siu Lung, Derek 吳兆龍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 9 | 18 March 2019 | 04 December 2022 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 18 March 2019 | 04 December 2022 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 1 | 18 March 2019 | 04 December 2022 |
SG Securities (HK) Limited 法國興業證券(香港)有限公司 | RE | 1 | 15 January 2007 | 17 August 2018 |
Hang Seng Investment Management Limited 恒生投資管理有限公司 | RE | 4 | 28 April 2004 | 18 December 2006 |