SFC Licences of KWOK Ka Chung 郭家聰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CES Commodities (HK) Limited 光證期貨(香港)有限公司 RE 2 19 July 2007 01 January 2013
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 RE 1 19 July 2007 01 January 2013
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 2 16 June 2006 19 May 2007
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 RE 1 16 June 2006 19 May 2007
BOCI Securities Limited 中銀國際證券有限公司 RE 2 14 October 2005 09 June 2006
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 RE 2 31 March 2004 09 June 2006
BOCI Securities Limited 中銀國際證券有限公司 RE 1 31 March 2004 09 June 2006
Newedge Broker Limited 新際經紀有限公司 RE 7 01 April 2003 31 March 2004
Newedge Broker Limited 新際經紀有限公司 RE 2 01 April 2003 31 March 2004
Newedge Broker Limited 新際經紀有限公司 RE 1 01 April 2003 31 March 2004
Newedge Broker Limited 新際經紀有限公司 RE 5 01 April 2003 09 October 2003
Newedge Broker Limited 新際經紀有限公司 RE 9 01 April 2003 09 October 2003