SFC Licences of KWOK Ka Chung 郭家聰
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 19 July 2007 | 01 January 2013 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 19 July 2007 | 01 January 2013 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 2 | 16 June 2006 | 19 May 2007 |
Cantor Fitzgerald (Hong Kong) Capital Markets Limited 建達(香港)資本市場有限公司 | RE | 1 | 16 June 2006 | 19 May 2007 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 October 2005 | 09 June 2006 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 31 March 2004 | 09 June 2006 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 31 March 2004 | 09 June 2006 |
Newedge Broker Limited 新際經紀有限公司 | RE | 7 | 01 April 2003 | 31 March 2004 |
Newedge Broker Limited 新際經紀有限公司 | RE | 2 | 01 April 2003 | 31 March 2004 |
Newedge Broker Limited 新際經紀有限公司 | RE | 1 | 01 April 2003 | 31 March 2004 |
Newedge Broker Limited 新際經紀有限公司 | RE | 5 | 01 April 2003 | 09 October 2003 |
Newedge Broker Limited 新際經紀有限公司 | RE | 9 | 01 April 2003 | 09 October 2003 |