SFC Licences of LEE Siu Keung 李兆強
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 | RE | 9 | 12 June 2017 | 18 April 2018 |
| Phoenix Capital (International) Limited 鳳凰(國際)資本有限公司 | RE | 4 | 12 June 2017 | 18 April 2018 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 9 | 19 July 2013 | 23 May 2014 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 | RE | 4 | 19 July 2013 | 23 May 2014 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 06 November 2012 | 26 April 2013 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 08 November 2011 | 28 September 2012 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 08 November 2011 | 28 September 2012 |
| Nomura Futures (Hong Kong) Limited | RE | 2 | 06 August 2007 | 11 September 2007 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 2 | 06 August 2007 | 11 September 2007 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 20 July 2007 | 11 September 2007 |