SFC Licences of CHOI Sheung Ngai 蔡尚毅
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 7 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RE | 2 | 19 December 2016 | |
| UBS Securities Hong Kong Limited | RE | 1 | 19 December 2016 | |
| UBS Derivatives Hong Kong Limited | RE | 2 | 05 May 2015 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 7 | 05 May 2015 | 18 December 2016 |
| UBS Securities Hong Kong Limited | RE | 1 | 05 May 2015 | 18 December 2016 |
| UBS Securities Asia Limited | RE | 2 | 05 May 2015 | |
| UBS Securities Asia Limited | RE | 1 | 05 May 2015 | |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 4 | 07 April 2014 | 08 January 2015 |
| Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 | RE | 1 | 07 April 2014 | 08 January 2015 |
| One China Securities Limited 一中證券有限公司 | RE | 1 | 27 January 2014 | 20 February 2014 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 18 January 2007 | 21 August 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 13 December 2006 | 21 August 2013 |
| CLSA Limited 中信里昂證券有限公司 | RE | 1 | 01 April 2003 | 01 December 2006 |
| CLSA Limited 中信里昂證券有限公司 | RE | 6 | 01 April 2003 | 18 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 4 | 01 April 2003 | 18 March 2004 |
| CLSA Limited 中信里昂證券有限公司 | RE | 9 | 01 April 2003 | 18 March 2004 |