SFC Licences of YU So Man 余素文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Quam Securities Limited 華富建業證券有限公司 | RE | 2 | 17 September 2010 | 31 March 2023 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 17 September 2010 | 31 March 2023 |
| Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 05 January 2006 | 28 July 2007 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 1 | 01 April 2003 | 29 December 2005 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 9 | 01 April 2003 | 17 April 2004 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 4 | 01 April 2003 | 17 April 2004 |
| Wings Securities (HK) Limited 金鵬證券有限公司 | RE | 6 | 01 April 2003 | 17 April 2004 |