SFC Licences of KU Shing Ho, Josef 顧承浩
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 24 February 2012 | 13 October 2012 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 4 | 31 August 2006 | 03 October 2011 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 1 | 31 August 2006 | 03 October 2011 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 4 | 01 April 2003 | 12 June 2006 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 1 | 01 April 2003 | 12 June 2006 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 9 | 01 April 2003 | 31 January 2005 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 | RE | 6 | 01 April 2003 | 31 January 2005 |