SFC Licences of MURPHY David James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 01 December 2011 | 01 March 2013 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 01 December 2011 | 01 March 2013 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 4 | 28 April 2010 | 09 September 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 28 April 2010 | 09 September 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 5 | 14 September 2009 | 09 September 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 2 | 14 September 2009 | 09 September 2011 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 14 September 2009 | 28 April 2010 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 14 September 2009 | 28 April 2010 |