SFC Licences of CHAN Chi Ming, Edwin 陳賜明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
UBS Securities Asia Limited | RE | 4 | 09 January 2017 | 01 September 2017 |
UBS Securities Asia Limited | RO | 4 | 16 August 2007 | 09 January 2017 |
UBS Securities Asia Limited | RE | 4 | 28 March 2007 | 16 August 2007 |