SFC Licences of CHANG Ludwig
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RO | 1 | 07 October 2014 | 07 April 2015 |
| Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 | RO | 6 | 23 December 2013 | 14 February 2016 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 19 October 2010 | 01 July 2011 |
| CCB International Capital Limited 建銀國際金融有限公司 | RO | 6 | 09 March 2009 | 01 July 2011 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 29 October 2008 | 09 March 2009 |
| CCB International Capital Limited 建銀國際金融有限公司 | RO | 6 | 29 April 2008 | 29 October 2008 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 11 September 2007 | 29 April 2008 |
| Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司 | RE | 6 | 10 July 2006 | 31 July 2007 |
| CNI Global Capital Limited 中國北方環球資本有限公司 | RE | 6 | 02 February 2004 | 01 April 2006 |
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 18 August 2003 | 07 May 2004 |