SFC Licences of KING Yuk Shun, Augusto 金毓珣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
RO 6 30 November 2017
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
RE 6 08 July 2016 30 November 2017
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
RO 1 08 December 2015
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
RO 6 08 December 2015 08 July 2016
MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司
RE 1, 6 02 October 2015 08 December 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RO 1 08 July 2013 02 April 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 6 11 April 2013 02 April 2015
Jefferies Hong Kong Limited 富瑞金融集團香港有限公司
RE 1 11 April 2013 08 July 2013
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
RO 4 18 June 2012 09 March 2013
Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司
RE 4 22 May 2012 18 June 2012