SFC Licences of KING Yuk Shun, Augusto 金毓珣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 6 | 30 November 2017 | |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 6 | 08 July 2016 | 30 November 2017 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 6 | 08 December 2015 | 08 July 2016 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RO | 1 | 08 December 2015 | |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 6 | 02 October 2015 | 08 December 2015 |
| MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司 | RE | 1 | 02 October 2015 | 08 December 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RO | 1 | 08 July 2013 | 02 April 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 6 | 11 April 2013 | 02 April 2015 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 | RE | 1 | 11 April 2013 | 08 July 2013 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RO | 4 | 18 June 2012 | 09 March 2013 |
| Credit Agricole Securities (Asia) Limited 東方匯理證券(亞洲)有限公司 | RE | 4 | 22 May 2012 | 18 June 2012 |