SFC Licences of RIEBE Andrew James
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 26 March 2010 | 10 December 2015 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 19 March 2010 | 10 December 2015 |
Sandell Asset Management Asia Limited | RO | 9 | 13 November 2007 | 31 December 2009 |
Sandell Asset Management Asia Limited | RO | 4 | 13 November 2007 | 31 December 2009 |
Sandell Asset Management Asia Limited | RE | 9 | 11 September 2007 | 13 November 2007 |
Sandell Asset Management Asia Limited | RE | 4 | 21 May 2007 | 13 November 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 29 April 2004 | 29 January 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 4 | 29 April 2004 | 29 January 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 29 April 2004 | 29 January 2007 |