SFC Licences of CHAN Ho Yan, Ada 陳可欣

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 RE 1 28 July 2011 10 June 2014
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 2 21 June 2007 26 May 2011
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 RE 1 23 April 2007 26 May 2011
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 01 April 2003 17 January 2007
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 9 01 April 2003 24 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 6 01 April 2003 24 November 2004
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 01 April 2003 24 November 2004