SFC Licences of CHAN Ho Yan, Ada 陳可欣
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 | RE | 1 | 28 July 2011 | 10 June 2014 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 2 | 21 June 2007 | 26 May 2011 |
DBS Vickers (Hong Kong) Limited 星展唯高達香港有限公司 | RE | 1 | 23 April 2007 | 26 May 2011 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 1 | 01 April 2003 | 17 January 2007 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 9 | 01 April 2003 | 24 November 2004 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 6 | 01 April 2003 | 24 November 2004 |
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 | RE | 4 | 01 April 2003 | 24 November 2004 |