SFC Licences of LEE Yick Ming 李易明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Gransing Securities Co., Limited 國投證券有限公司 RE 9 14 June 2016 15 August 2019
Gransing Securities Co., Limited 國投證券有限公司 RE 4 14 June 2016 15 August 2019
Gransing Securities Co., Limited 國投證券有限公司 RE 1 26 March 2014 15 August 2019
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 19 February 2013 11 March 2014
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 19 February 2013 11 March 2014
Enlighten Futures Limited 名匯期貨有限公司 RE 2 13 May 2009 07 February 2013
Enlighten Securities Limited 名匯證券有限公司 RE 1 13 May 2009 07 February 2013
Celestial Securities Limited 時富證券有限公司 RE 3 15 April 2004 04 May 2009
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 04 May 2009
Celestial Commodities Limited 時富商品有限公司 RE 2 01 April 2003 04 May 2009
Celestial Commodities Limited 時富商品有限公司 RE 5 01 April 2003 15 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 9 01 April 2003 15 March 2004
Celestial Finance Limited 時富財務有限公司 RE 8 01 April 2003 15 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 7 01 April 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 19 February 2004