SFC Licences of LIM Leland 林伯熙

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guard Capital Management Limited RO 9 07 July 2014 07 August 2017
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO 1 24 January 2011 24 January 2014
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RO 2 24 January 2011 24 January 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 24 January 2011
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 01 April 2003 24 January 2011
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 9 01 April 2003 14 October 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 5 01 April 2003 14 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 14 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 14 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 14 October 2004