SFC Licences of LIM Leland 林伯熙
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Guard Capital Management Limited | RO | 9 | 07 July 2014 | 07 August 2017 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RO | 1 | 24 January 2011 | 24 January 2014 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RO | 2 | 24 January 2011 | 24 January 2014 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 24 January 2011 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 01 April 2003 | 24 January 2011 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 9 | 01 April 2003 | 14 October 2004 |
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 5 | 01 April 2003 | 14 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 14 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 14 October 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 14 October 2004 |