SFC Licences of LAM Man 林敏

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RO 6 18 April 2023
Guoyuan Capital (Hong Kong) Limited 國元融資(香港)有限公司 RO 1 18 April 2023
Ballas Capital Limited 博思融資有限公司 RO 6 28 November 2022 17 February 2023
Ballas Capital Limited 博思融資有限公司 RO 1 28 November 2022 17 February 2023
Ballas Capital Limited 博思融資有限公司 RE 6 03 October 2022 28 November 2022
Ballas Capital Limited 博思融資有限公司 RE 1 03 October 2022 28 November 2022
Caitong International Capital Co., Limited 財通國際融資有限公司 RO 6 06 December 2018 22 May 2022
Caitong International Capital Co., Limited 財通國際融資有限公司 RO 1 06 December 2018 22 May 2022
Zhongtai International Capital Limited 中泰國際融資有限公司 RO 6 06 December 2017 06 September 2018
Zhongtai International Capital Limited 中泰國際融資有限公司 RO 1 06 December 2017 06 September 2018
Celestial Capital Limited 時富融資有限公司 RO 6 27 March 2009 10 April 2017
Celestial Capital Limited 時富融資有限公司 RO 1 27 March 2009 10 April 2017
ICEA Capital Limited 工商東亞融資有限公司 RO 6 07 November 2007 23 October 2008
ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 RE 6 08 October 2007 23 October 2008
ICEA Capital Limited 工商東亞融資有限公司 RE 1 08 October 2007 23 October 2008
ICEA Capital Limited 工商東亞融資有限公司 RE 6 08 October 2007 07 November 2007
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 10 September 2007 21 September 2007
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 10 September 2007 21 September 2007
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 6 23 January 2007 21 September 2007
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RO 6 14 December 2006 21 September 2007
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RE 6 30 December 2004 14 December 2006
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RO 6 18 May 2004 15 December 2004
Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 RE 6 01 April 2003 26 March 2004