SFC Licences of CHAN Sui Cheung 陳瑞祥
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Mighty Brokerage (Asia) Limited 敏哲証券有限公司 | RO | 1 | 22 November 2011 | |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 1 | 01 April 2003 | 29 July 2011 |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 6 | 01 April 2003 | 19 January 2005 |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 9 | 01 April 2003 | 19 January 2005 |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 7 | 01 April 2003 | 19 January 2005 |
CMB International Global Markets Limited 招銀國際環球市場有限公司 | RE | 4 | 01 April 2003 | 19 January 2005 |