SFC Licences of CHUI Kit Man 崔結文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Axion Global Asset Management Limited 獅昂環球資產管理有限公司 RO 9 06 June 2019
Axion Global Asset Management Limited 獅昂環球資產管理有限公司 RO 4 06 June 2019
Axion Global Asset Management Limited 獅昂環球資產管理有限公司 RO 1 06 June 2019
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RO 9 11 December 2017 31 May 2019
China Hong Kong Capital Asset Management Company Limited 中港金融資產管理有限公司 RO 1 11 December 2017 31 May 2019
Minerva Asset Global Investment Capital Limited 嬴環球資產投資有限公司 RO 9 28 July 2016 01 December 2017
Minerva Holding Financial Securities Limited 嬴控金融證券有限公司 RE 1 28 July 2016 01 December 2017
orientiert XYZ Securities Limited RE 9 18 March 2014 25 April 2016
orientiert XYZ Securities Limited RE 1 18 March 2014 25 April 2016
Redford Asset Management Limited 泓福資產管理有限公司 RE 9 27 January 2014 28 February 2014
CLSA Limited 中信里昂證券有限公司 RE 1 01 April 2003 17 June 2004
CLSA Futures Limited 里昂期貨有限公司 RE 2 01 April 2003 17 June 2004
CLSA Limited 中信里昂證券有限公司 RE 4 01 April 2003 18 March 2004
CLSA Limited 中信里昂證券有限公司 RE 6 01 April 2003 18 March 2004
CLSA Limited 中信里昂證券有限公司 RE 9 01 April 2003 18 March 2004
CLSA Futures Limited 里昂期貨有限公司 RE 5 01 April 2003 18 March 2004
CLSA Futures Limited 里昂期貨有限公司 RE 9 01 April 2003 18 March 2004