SFC Licences of SHAM Sze Wai, Miranda 岑思慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Industrial Securities International Futures Limited 興證國際期貨有限公司	RE	2	15 November 2012	18 March 2015
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RO	4	13 August 2012	18 March 2015
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RO	1	30 March 2012	18 March 2015
China Industrial Securities International Brokerage Limited 興證國際證券有限公司	RE	1	23 February 2012	30 March 2012
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司	RO	4	30 July 2009	19 August 2011
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司	RO	1	30 July 2009	19 August 2011
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RO	1	30 March 2007	13 September 2008
GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司	RE	1	15 March 2007	30 March 2007
Worldwide Brokerage Limited 環球證券有限公司	RO	1	20 December 2004	01 February 2007
Worldwide Brokerage Limited 環球證券有限公司	RE	1	01 April 2003	20 December 2004