SFC Licences of YAU Man Fai Wallace 邱玟暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 | RE | 1 | 29 June 2012 | 10 October 2019 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 09 August 2011 | 29 December 2011 |
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 | RE | 4 | 02 April 2007 | 30 November 2010 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 1 | 01 April 2003 | 18 May 2006 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 9 | 01 April 2003 | 10 June 2004 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 4 | 01 April 2003 | 10 June 2004 |
| Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 | RE | 6 | 01 April 2003 | 10 June 2004 |