SFC Licences of LAU Wai Mei, Debby 劉惠媚
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Soochow Securities International Futures Limited 東吳證券國際期貨有限公司 | RE | 2 | 27 January 2021 | |
| Soochow Securities International Brokerage Limited 東吳證券國際經紀有限公司 | RE | 1 | 27 January 2021 | |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 9 | 31 January 2019 | 31 December 2020 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RO | 1 | 13 February 2017 | 31 December 2020 |
| SinoPac Securities (Asia) Limited 永豐金證券(亞洲)有限公司 | RE | 2 | 13 February 2017 | 31 December 2020 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RO | 1 | 19 August 2016 | 12 February 2017 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 | RE | 2 | 11 June 2014 | 12 February 2017 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 11 June 2014 | 19 August 2016 |
| Haitong International Futures Limited 海通國際期貨有限公司 | RE | 2 | 02 March 2004 | 07 June 2014 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 02 March 2004 | 07 June 2014 |