SFC licenceholder AFI697 CHURCHOUSE Jean-Paul Antony

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 08 April 2020

Institution Role Licences Start date End date
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RO [2] (Dealing in Futures Contracts) 11 October 2016
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RO [1] (Dealing in Securities) 07 January 2015
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RO [2] (Dealing in Futures Contracts) 07 January 2015 10 October 2016
Goldman Sachs (Asia) Securities Limited 高盛(亞洲)證券有限公司 RE [1] (Dealing in Securities) 27 April 2012 08 May 2014
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [7] (Providing Automated Trading Services) 20 February 2009 08 May 2014
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE [2] (Dealing in Futures Contracts) 28 November 2007 07 January 2015
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE [1] (Dealing in Securities) 22 August 2005 07 January 2015
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE [1] (Dealing in Securities) 06 October 2003 07 February 2005
Macquarie Capital Limited 麥格理資本股份有限公司 RE [1] (Dealing in Securities), [7] (Providing Automated Trading Services) 01 April 2003 12 August 2003
Macquarie Capital Limited 麥格理資本股份有限公司 RE [4] (Advising on Securities), [6] (Advising on Corporate Finance), [9] (Asset Management) 01 April 2003 11 August 2003