SFC Licences of TSUI Wai Ying Jintz 徐惠盈
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 2 | 18 February 2021 | 29 April 2022 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 1 | 18 February 2021 | 29 April 2022 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 08 July 2016 | 27 November 2020 |
| Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 | RE | 2 | 23 February 2009 | 15 March 2014 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 18 September 2007 | 15 March 2014 |
| Northern Trust Company of Hong Kong Limited, The | RE | 1 | 01 April 2003 | 07 September 2007 |