SFC Licences of LOK Shun Ngai 駱純毅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 16 May 2007 13 May 2013
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 16 May 2007 13 May 2013
CES Commodities (HK) Limited 光證期貨（香港）有限公司 RE 2 23 March 2007 05 May 2007
Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 RE 1 23 March 2007 05 May 2007
Celestial Securities Limited 時富證券有限公司 RE 1 01 April 2003 23 October 2006
Celestial Commodities Limited 時富商品有限公司 RE 2 01 April 2003 23 October 2006
Celestial Commodities Limited 時富商品有限公司 RE 5 01 April 2003 04 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 9 01 April 2003 04 March 2004
Celestial Finance Limited 時富財務有限公司 RE 8 01 April 2003 04 March 2004
Celestial Commodities Limited 時富商品有限公司 RE 7 01 April 2003 02 March 2004
Celestial Securities Limited 時富證券有限公司 RE 4 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 6 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 7 01 April 2003 19 February 2004
Celestial Securities Limited 時富證券有限公司 RE 9 01 April 2003 19 February 2004