SFC Licences of MAN Kon Sum 文幹森
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CMB International Securities Limited 招銀國際證券有限公司 | RO | 4 | 28 September 2016 | 28 April 2021 |
| CMB International Securities Limited 招銀國際證券有限公司 | RE | 1 | 10 June 2011 | 22 February 2017 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 4 | 13 January 2010 | 04 May 2011 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 4 | 28 June 2006 | 01 January 2010 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 4 | 17 February 2006 | 29 April 2006 |
| SMBC Nikko Securities (Hong Kong) Limited 日興證券(香港)有限公司 | RE | 4 | 15 October 2004 | 08 July 2005 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 | RE | 2 | 25 August 2003 | 09 August 2004 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 1 | 25 August 2003 | 09 August 2004 |