SFC Licences of MAN Kon Sum 文幹森

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CMB International Securities Limited 招銀國際證券有限公司
RE 1 10 June 2011 22 February 2017
CMB International Securities Limited 招銀國際證券有限公司
RO 4 28 September 2016 28 April 2021
KGI Asia Limited 凱基證券亞洲有限公司
RE 4 13 January 2010 04 May 2011
First Shanghai Securities Limited 第一上海證券有限公司
RE 4 28 June 2006 01 January 2010
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司
RE 4 17 February 2006 29 April 2006
SMBC Nikko Securities (Hong Kong) Limited
RE 4 15 October 2004 08 July 2005
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 25 August 2003 09 August 2004
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 25 August 2003 09 August 2004