SFC Licences of CHAN Yuk Chor 陳旭初

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司
RO 1 23 June 2017
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司
RE 4 26 February 2013
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司
RE 2 17 August 2012
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司
RE 1 17 August 2012 23 June 2017
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 2 09 November 2009 15 August 2012
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1 09 November 2009 15 August 2012
Sigma Capital Management Limited 眾和證券有限公司
RO 9 12 March 2008 12 October 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司
RE 1 09 March 2006 31 December 2007
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司
RE 2 09 March 2006 31 December 2007
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司
RE 2 29 September 2003 28 February 2006
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司
RE 1 29 September 2003 28 February 2006