SFC licenceholder AFI899 CHAN Yuk Chor 陳旭初

Licences

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Updated: 05 April 2020

Institution Role Licences Start date End date
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RO [1] (Dealing in Securities) 23 June 2017
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [4] (Advising on Securities) 26 February 2013
Essence Futures (Hong Kong) Limited 安信期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 17 August 2012
Essence International Securities (Hong Kong) Limited 安信國際證券(香港)有限公司 RE [1] (Dealing in Securities) 17 August 2012 23 June 2017
Sigma Capital Management Limited RO [9] (Asset Management) 12 March 2008 12 October 2009
China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 RE [1] (Dealing in Securities) 09 March 2006 31 December 2007
China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 RE [2] (Dealing in Futures Contracts) 09 March 2006 31 December 2007
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE [1] (Dealing in Securities) 29 September 2003 28 February 2006
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE [2] (Dealing in Futures Contracts) 29 September 2003 28 February 2006