SFC Licences of SHUM Portia 岑立君
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Marshall Wace Asia Limited |
RE | 9 | 26 February 2007 | 30 November 2016 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RE | 1 | 01 April 2003 | 10 June 2006 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
RE | 4, 6, 9 | 01 April 2003 | 13 October 2004 |