SFC Licences of YUE Ho Kei 余浩淇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 9 | 20 November 2020 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 4 | 20 November 2020 | |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 9 | 20 November 2020 | |
| Capital Global Management Limited 瑞興全球財富管理有限公司 | RE | 1 | 02 May 2019 | |
| First Securities (HK) Limited 第一證券(香港)有限公司 | RE | 1 | 01 April 2019 | |
| Prime Cdex Futures Limited 乾立亨期貨有限公司 | RE | 2 | 17 March 2008 | 31 December 2011 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 1 | 01 April 2003 | 31 December 2011 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 4 | 01 April 2003 | 05 May 2004 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 6 | 01 April 2003 | 05 May 2004 |
| Prime Cdex Securities Limited 乾立亨證券有限公司 | RE | 9 | 01 April 2003 | 05 May 2004 |