SFC Licences of LEPSOE Robert Christopher 洛泰思
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
SC Lowy Financial (HK) Limited | RE | 1 | 09 October 2009 | 31 December 2011 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 19 September 2007 | 13 December 2008 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 25 March 2004 | 10 July 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 23 October 2003 | 10 July 2007 |