SFC Licences of TAM Wai Ming, Ken 譚偉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RE	9	14 August 2020	31 December 2020
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RE	4	14 August 2020	31 December 2020
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RE	1	14 August 2020	31 December 2020
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RO	9	21 September 2015	14 August 2020
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RO	4	21 September 2015	14 August 2020
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RO	1	21 September 2015	14 August 2020
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RE	9	02 September 2015	21 September 2015
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RE	4	02 September 2015	21 September 2015
RBC Global Asset Management (Asia) Limited 加皇環球資產管理(亞洲)有限公司	RE	1	02 September 2015	21 September 2015
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RO	9	10 June 2014	08 August 2015
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RO	4	10 June 2014	08 August 2015
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RO	1	10 June 2014	08 August 2015
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RE	9	24 March 2014	10 June 2014
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RE	4	24 March 2014	10 June 2014
DWS Investments Hong Kong Limited 德意志投資香港有限公司	RE	1	24 March 2014	10 June 2014
JF International Management Inc.	RO	4	17 January 2012	22 December 2012
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RO	4	13 November 2006	22 December 2012
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RO	1	13 November 2006	22 December 2012
JF International Management Inc.	RO	9	18 July 2006	22 December 2012
JPMorgan Funds (Asia) Limited 摩根基金(亞洲)有限公司	RO	9	30 May 2006	22 December 2012
JPMorgan Asset Management (Asia Pacific) Limited	RO	9	30 May 2006	22 December 2012