SFC Licences of SOLVET Eric Serge
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 6 | 22 May 2007 | 01 June 2007 |
| CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 | RE | 4 | 29 March 2007 | 01 June 2007 |
| CLSA Research Limited 里昂證券投資研究有限公司 | RE | 4 | 20 February 2006 | 19 March 2007 |