SFC Licences of CAI Catherine Hongjun 蔡紅軍
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | RE | 6 | 01 March 2018 | |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 6 | 17 June 2015 | 11 September 2017 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 17 June 2015 | 11 September 2017 |
| Merrill Lynch Far East Limited | RE | 6 | 03 October 2005 | 25 March 2015 |
| Merrill Lynch Far East Limited | RE | 4 | 03 October 2005 | 25 March 2015 |
| Merrill Lynch Far East Limited | RE | 1 | 03 October 2005 | 25 March 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 03 October 2005 | 25 March 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 03 October 2005 | 25 March 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 03 October 2005 | 25 March 2015 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 01 June 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 01 June 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 01 June 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 01 June 2003 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 01 June 2003 |