SFC Licences of HUA Fengmao 華風茂

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
CFS Capital Limited 中金策資本有限公司 RO 9 15 February 2018 01 July 2018
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 4 27 March 2014 18 August 2014
BOCOM International Asset Management Limited 交銀國際資產管理有限公司 RE 1 27 March 2014 18 August 2014
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 24 March 2009 10 February 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 6 29 August 2008 10 February 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RO 1 29 August 2008 10 February 2014
BOCOM International (Asia) Limited 交銀國際(亞洲)有限公司 RE 6 23 April 2008 29 August 2008
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司 RE 6 23 July 2003 20 October 2005
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 9 01 April 2003 23 July 2003
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 6 01 April 2003 23 July 2003
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 1 01 April 2003 23 July 2003
Standard Chartered Securities (Hong Kong) Limited 渣打證券(香港)有限公司 RE 4 01 April 2003 23 July 2003