SFC Licences of AU-YEUNG Sau Chun 歐陽秀珍

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Tianda Securities Limited 天大証券有限公司
RO 1 21 October 2021
Tianda Securities Limited 天大証券有限公司
Tianda Asset Management Limited 天大資產管理有限公司
RO 4 13 November 2020
Tianda Securities Limited 天大証券有限公司
RE 1 13 November 2020 21 October 2021
Tianda Asset Management Limited 天大資產管理有限公司
RO 9 03 July 2020
Tianda Asset Management Limited 天大資產管理有限公司
RE 9 19 May 2020 03 July 2020
Golden Jade Asset Management Limited 金瑜資產管理有限公司
RO 9 19 August 2016 05 May 2020
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司
RE 1 01 April 2003 20 July 2016
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司
RE 4, 6, 9 01 April 2003 30 September 2003
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司
RE 7 01 April 2003 22 August 2003