SFC Licences of TO Fung 杜峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司	RO	9	23 May 2023
CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司	RO	4	04 January 2023
CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司	RO	1	04 January 2023
CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司	RE	4	12 December 2022	04 January 2023
CDH Investments Management (Hong Kong) Limited 鼎暉投資管理（香港）有限公司	RE	1	12 December 2022	04 January 2023
Merrill Lynch Far East Limited	RO	4	19 June 2018	22 July 2022
Merrill Lynch (Asia Pacific) Limited	RO	4	19 June 2018	22 July 2022
Merrill Lynch (Asia Pacific) Limited	RE	4	10 November 2017	19 June 2018
Merrill Lynch Far East Limited	RO	6	29 June 2015	22 July 2022
Merrill Lynch Far East Limited	RO	1	29 June 2015	22 July 2022
Merrill Lynch (Asia Pacific) Limited	RO	6	29 June 2015	22 July 2022
Merrill Lynch (Asia Pacific) Limited	RO	1	29 June 2015	22 July 2022
Merrill Lynch Far East Limited	RE	4	10 December 2014	19 June 2018
Merrill Lynch (Asia Pacific) Limited	RE	4	10 December 2014	25 May 2017
Merrill Lynch Far East Limited	RE	6	10 December 2014	29 June 2015
Merrill Lynch Far East Limited	RE	1	10 December 2014	29 June 2015
Merrill Lynch (Asia Pacific) Limited	RE	6	10 December 2014	29 June 2015
Merrill Lynch (Asia Pacific) Limited	RE	1	10 December 2014	29 June 2015
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RO	6	07 October 2011	10 September 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	11 July 2006	10 September 2014
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	6	11 July 2006	07 October 2011
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司	RE	6	30 August 2004	01 July 2006
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	4	01 April 2003	26 July 2004
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	6	01 April 2003	26 July 2004
CITIC Securities (Hong Kong) Limited 中信證券(香港)有限公司	RE	9	01 April 2003	26 July 2004