SFC Licences of TUNG Tsit Shan 董哲珊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Northern Trust Company of Hong Kong Limited, The RE 1 19 December 2022 31 October 2023
Northern Trust Company of Hong Kong Limited, The RE 4 03 April 2019 31 October 2023
Northern Trust Company of Hong Kong Limited, The RO 1 11 September 2012 19 December 2022
Northern Trust Company of Hong Kong Limited, The RE 1 28 November 2011 11 September 2012
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RO 4 17 June 2009 16 January 2011
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RO 1 17 June 2009 16 January 2011
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 4 08 January 2008 17 June 2009
BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 RE 1 08 January 2008 17 June 2009
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 RE 4 14 June 2005 31 December 2007
Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 RE 1 14 June 2005 31 December 2007
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments, PGIM Private Alternatives and Jennison Associates) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 保德信私募另類投資及Jennison Associates名義經營業務) RE 1 01 April 2003 25 April 2005
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments, PGIM Private Alternatives and Jennison Associates) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 保德信私募另類投資及Jennison Associates名義經營業務) RE 4 01 April 2003 25 April 2005
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments, PGIM Private Alternatives and Jennison Associates) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 保德信私募另類投資及Jennison Associates名義經營業務) RE 9 01 April 2003 10 March 2005
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments, PGIM Private Alternatives and Jennison Associates) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 保德信私募另類投資及Jennison Associates名義經營業務) RE 6 01 April 2003 10 March 2005