| Institution |
Role |
Licences |
Start date |
End date |
| Northern Trust Company of Hong Kong Limited, The |
RE |
1 |
19 December 2022 |
31 October 2023 |
| Northern Trust Company of Hong Kong Limited, The |
RE |
4 |
03 April 2019 |
31 October 2023 |
| Northern Trust Company of Hong Kong Limited, The |
RO |
1 |
11 September 2012 |
19 December 2022 |
| Northern Trust Company of Hong Kong Limited, The |
RE |
1 |
28 November 2011 |
11 September 2012 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO |
4 |
17 June 2009 |
16 January 2011 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RO |
1 |
17 June 2009 |
16 January 2011 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RE |
4 |
08 January 2008 |
17 June 2009 |
| BEA Union Investment Management Limited 東亞聯豐投資管理有限公司 |
RE |
1 |
08 January 2008 |
17 June 2009 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RE |
4 |
14 June 2005 |
31 December 2007 |
| Janus Henderson Investors Hong Kong Limited 駿利亨德森投資香港有限公司 |
RE |
1 |
14 June 2005 |
31 December 2007 |
| PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) |
RE |
4 |
01 April 2003 |
25 April 2005 |
| PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) |
RE |
1 |
01 April 2003 |
25 April 2005 |
| PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) |
RE |
6 |
01 April 2003 |
10 March 2005 |
| PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) |
RE |
9 |
01 April 2003 |
10 March 2005 |