SFC Licences of MC GRATH William Jude 馬格比利
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BTG Pactual Asia Limited 佰達濟有限公司 | RO | 9 | 28 March 2013 | 29 April 2016 |
BTG Pactual Asia Limited 佰達濟有限公司 | RO | 4 | 28 December 2012 | 29 April 2016 |
BTG Pactual Asia Limited 佰達濟有限公司 | RO | 1 | 28 December 2012 | 29 April 2016 |
BTG Pactual Asia Limited 佰達濟有限公司 | RE | 9 | 20 June 2012 | 28 March 2013 |
BTG Pactual Asia Limited 佰達濟有限公司 | RE | 4 | 20 June 2012 | 28 December 2012 |
BTG Pactual Asia Limited 佰達濟有限公司 | RE | 1 | 20 June 2012 | 28 December 2012 |
UBS Securities Asia Limited | RE | 4 | 27 July 2007 | 09 August 2008 |
UBS Securities Asia Limited | RE | 1 | 27 July 2007 | 09 August 2008 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RO | 1 | 01 April 2003 | 23 August 2005 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RO | 4 | 01 April 2003 | 23 August 2005 |
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 | RO | 7 | 01 April 2003 | 01 September 2003 |