SFC Licences of LEE Yat Fai, Sam 李日暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RE | 4 | 21 November 2023 | |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RO | 4 | 03 January 2019 | 18 November 2022 |
| China Renaissance Securities (Hong Kong) Limited 華興證券(香港)有限公司 | RE | 4 | 18 October 2018 | 03 January 2019 |
| Mango Financial Limited 芒果金融有限公司 | RO | 4 | 30 April 2018 | 09 October 2018 |
| Mango Financial Limited 芒果金融有限公司 | RE | 4 | 07 February 2018 | 30 April 2018 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 | RO | 4 | 04 September 2013 | 07 September 2017 |
| Credit Suisse (Hong Kong) Limited 瑞士信貸(香港)有限公司 | RE | 4 | 16 May 2007 | 01 March 2012 |