SFC Licences of LEE Ka Shing, Cathina 李嘉聖
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BNP Paribas Capital (Asia Pacific) Limited 法國巴黎資本(亞太)有限公司 | RE | 6 | 16 October 2008 | 18 November 2011 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 6 | 17 June 2005 | 19 July 2007 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 4 | 17 June 2005 | 19 July 2007 |
DBS Asia Capital Limited 星展亞洲融資有限公司 | RE | 1 | 17 June 2005 | 19 July 2007 |
ICEA Capital Limited 工商東亞融資有限公司 | RE | 1 | 01 April 2003 | 30 October 2003 |
ICEA Capital Limited 工商東亞融資有限公司 | RE | 4 | 01 April 2003 | 30 October 2003 |
ICEA Capital Limited 工商東亞融資有限公司 | RE | 9 | 01 April 2003 | 30 October 2003 |
ICEA Capital Limited 工商東亞融資有限公司 | RE | 6 | 01 April 2003 | 30 October 2003 |