SFC Licences of KWOK Kei Chi 郭基智

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RO 4 14 April 2015
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 RO 5 03 June 2013
China Industrial Securities International Futures Limited 興證國際期貨有限公司 RO 2 13 July 2012
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 RO 9 27 April 2012
China Industrial Securities International Asset Management Limited 興證國際資產管理有限公司 RO 4 27 April 2012
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RO 1 06 January 2012
CASH Wealth Management Limited 時富財富管理有限公司 RO 9 08 November 2011 06 December 2011
CASH Wealth Management Limited 時富財富管理有限公司 RO 4 09 September 2011 06 December 2011
CASH Wealth Management Limited 時富財富管理有限公司 RO 1 11 May 2011 06 December 2011
CASH Asset Management Limited 時富資產管理有限公司 RE 9 27 October 2008 06 December 2011
Celestial Commodities Limited 時富商品有限公司 RE 2 19 November 2007 06 December 2011
Celestial Securities Limited 時富證券有限公司 RE 1 19 November 2007 06 December 2011
I-Access Investors Limited 一通投資者有限公司 RE 2 19 January 2006 15 October 2007
I-Access Investors Limited 一通投資者有限公司 RO 1 19 December 2005 15 October 2007
Celestial Securities Limited 時富證券有限公司 RE 1 22 October 2003 30 November 2005
Celestial Securities Limited 時富證券有限公司 RE 7 22 October 2003 19 February 2004
Celestial Finance Limited 時富財務有限公司 RE 8 01 April 2003 09 January 2004